数学物理学报 ›› 2026, Vol. 46 ›› Issue (4): 1554-1571.

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一类 Schrödinger 方程基态正规化解的存在性和非存在性——献给邓引斌教授 70 寿辰

傅淑娟1(), 何其涵1,2(), 苏宇欣1,*(), 杨连峰1()   

  1. 1 广西大学数学学院 南宁 530004
    2 广西应用数学中心(广西大学) 南宁 530004
  • 收稿日期:2026-01-05 修回日期:2026-03-17 出版日期:2026-08-26 发布日期:2026-06-10
  • 通讯作者: 苏宇欣 E-mail:1329381203@qq.com;heqihan277@gxu.edu.com;2117346962@qq.com;yanglianfeng2021@163.com
  • 作者简介:傅淑娟,E-mail: 1329381203@qq.com;
    何其涵,E-mail: heqihan277@gxu.edu.com;
    杨连峰,E-mail: yanglianfeng2021@163.com
  • 基金资助:
    广西自然科学基金(2025GXNSFFA069011);国家自然科学基金(12061012);国家自然科学基金(12461022);广西八桂青年拔尖项目资助

Existence and Nonexistence of Ground State Normalized Solutions for Schrödinger Equations with Nonlinear Terms Satisfying the Negative Strongly Sublinear Growth Condition Near the Origin

Shujuan Fu1(), Qihan He1,2(), Yuxin Su1,*(), Lianfeng Yang1()   

  1. 1 School of Mathematics, Guangxi University, Nanning, 530004
    2 Center for Applied Mathematics of Guangxi (Guangxi University), Nanning 530004
  • Received:2026-01-05 Revised:2026-03-17 Online:2026-08-26 Published:2026-06-10
  • Contact: Yuxin Su E-mail:1329381203@qq.com;heqihan277@gxu.edu.com;2117346962@qq.com;yanglianfeng2021@163.com
  • Supported by:
    Natural Science Foundation of Guangxi(2025GXNSFFA069011);NSFC(12061012);NSFC(12461022);Guangxi Bagui Young Top Talent Program

摘要:

该文主要研究如下 Schrödinger 方程

$\left\{\begin{array}{ll} -\Delta u+V(x)u+\lambda u=\beta_1 (I_\alpha*(Q(y)G(u)))Q(x)g(u)+\beta_2f(u),\\ \|u\|_2^2 = a \end{array} \right.$

的正规化解的存在性, 其中, $\lambda\in \mathbb{R}$ 是拉格朗日乘子, $\alpha\in (0, N)$, $\beta_1\geq 0$, $\beta_2>0$, $I_\alpha: \mathbb{R}^{N} \to \mathbb{R}$ 是 Riesz 位势, $G(s)=\int_0^s g(t)\mathrm{d}t$ 且 $f$ 在 $0$ 点附近满足负向强次线性增长条件, 即当 $s \to 0$ 时, $f(s)/s \to -\infty$. 通过对 $V(x), Q(x), f, g$ 施加适当条件, 结合能量比较方法, Lions 消失引理及 Brezis-Lieb 引理, 证明了: 存在一个 $a_0$ 使得当 $0<a<a_0$ 时上述方程至少有一组正规化解 $(u,\lambda)\in H^1(\mathbb{R}^N)\times \mathbb{R}$, 且恰好是基态正规化解. 同时, 在较弱的条件下证明了: 当 $a>a_0$ 时, 上述方程没有基态正规化解.

关键词: 约束变分问题, 正规化解, 存在性, 非存在性

Abstract:

This paper is devoted to the study of the existence of normalized solutions for the following Schrödinger equation

$\left\{\begin{array}{ll} -\Delta u+V(x)u+\lambda u=\beta_1 (I_\alpha*(Q(y)G(u)))Q(x)g(u)+\beta_2f(u),\\ \|u\|_2^2 = a \end{array} \right.$

where $\lambda\in \mathbb{R}$ denotes the Lagrange multiplier, $\alpha\in (0, N)$, $\beta_1\geq 0$, $\beta_2>0$, and $I_\alpha: \mathbb{R}^{N} \to \mathbb{R}$ is the Riesz potential. Here, $G(s)=\int_0^s g(t)\mathrm{d}t$, and $f$ satisfies the negative strongly sublinear growth condition near the origin, i.e., $f(s)/s \to -\infty$ as $s \to 0$. By imposing appropriate conditions on $V(x)$, $Q(x)$, $f$ and $g$, and combining the energy comparison method, Lions' vanishing lemma, and the Brezis-Lieb lemma, we establish the following results: there exists a constant $a_0$ such that for $0<a<a_0$, the above equation admits at least one normalized solution $(u,\lambda)\in H^1(\mathbb{R}^N)\times \mathbb{R}$, which is exactly a ground state normalized solution. Meanwhile, under weaker conditions, we prove that no ground state normalized solution exists for the equation when $a>a_0$.

Key words: constrained variational problem, normalized solutions, existence, nonexistence

中图分类号: 

  • O175.2